Standard Operational Procedures for the Gaertner Ellispometer L117



Definitions

A1=1st analyzer drum reading (always in the red 0° to 90° markings)
A2=2nd analyzer drum reading, i.e. 180° - A1
P1=1st polarizer drum reading (always in the red 315° to 135° markings)
P2=2nd polarizer drum reading, i.e. 90° + P1
nf=Refractive index of film being measured
d=Thickness of film being measured
ω=Thickness period used for determining thicker films
φ=Angle of incidence selectable by positive pins at 70°, 50° or 30°
ns=Refractive index of substrate carrying film
λ=Wavelength of incident light fixed at 6328Å by using a HeNe laser
ψ=PSI-Amplitude ratio calculated using analyzer readings
Δ=DEL-Phase difference calculated using polarizer readings

Turning On

The ellipsometer is turned on and off by a key switch (1) located on the side of the extinction meter housing (See figure 1). A 15 minute warm up from cold start is recommended for stabilizing the laser.

Figure 1 Angled view of ellipsometer


Setting the incidence angle

The polarizer and analyzer arms are easily and precisely located by pins and secured by clamp screws. For the duration of the lab both arms are set at 70°.

Reading the Analyzer and Polarizer Drums

Each of the drums contain a prism that can be rotated within the divided drum and its postion read at the zero (0) line mark. To read the angular value of the drum note the number of whole degrees that occur just below the 0 line mark, then add to it the fraction of a single degree that is determined by the vernier. To determine this fraction observe which of the ten lines of the vernier aligns with an adjacent drum line (See sketch below).



Data Conversion

Preparation for Measurement

  1. Turn on the instrument and warm up (approx. 15 min.).
  2. Place the specimen on table and loosen table clamp screw (2) (see Figure 2)
  3. Rotate knurled nut (3) at back underside of table (Figure 2). Raise or lower table to direct reflected laser beam into analyzer pinhole.


  4. Figure 2 Components of the ellipsometer: Table clamp screw (2),
    knurled nut (3) and specimen table of ellipsometer


  5. Observe the extinction meter and change table height to get maximum reading meter. If meter reading exceeds 110, readjust gain control (4) to bring maximum reading below 100 (Figure 3). Tighten table clamp screw at maximum meter reading.


  6. Figure 3 Backside of ellipsometer

Measuring Procedure

  1. With the specimen table set at the correct height adjust gain control until meter reads midway between 3/4 and full scale (150 to 200).
  2. Rotate analyzer (right hand drum) slowly in the red numbered segment (0° to 90°) and set this drum to give lowest reading on extinction meter. NOTE: It is useful to rest both elbows on the table to minimize fatigue and improve setting accuracy.
  3. Now rotate polarizer (left hand drum) slowly within the segment from 315° to 135° (red numbers) and set this drum to give a new and even lower meter reading. If meter reading exceeds 110, readjust gain control to bring maximum reading below 100. The numerical value on the meter is not important, only the settings of the polarizer and analyzer drums which give the least reading on extinction meter.
  4. Go back to the analyzer and rotate slowly to drive the meter pointer to a new and lower position. The analyzer must be within the red numbered segment (0° to 90°), if it isn't, rotate the polarizer to a different setting within the red segment 315° to 135°. If the meter reading falls below 25 (1/8 full scale), use the gain control to bring the meter indicator reading to 50.
  5. Go back to the polarizer and rotate slowly to drive the meter pointer to a still lower position. Work back and forth between analyzer and polarizer drums until the lowest possible meter reading is obtained. These drums settings correspond to true extinction.
  6. Record the first analyzer A1 and the first polarizer reading P1 at extinction. You are now ready to obtain the second set of drum readings A2 and P2.
  7. Add 90° to the first polarizer drum reading P1, i.e. (P1 + 90°). Rotate the polarizer drum to this sum.
  8. From 180° subtract the first analyzer drum reading A1, i.e.: (180° - A1). Rotate the analyzer drum to this difference.
  9. Slowly rotate polarizer drum to obtain lowest reading on the meter. It will not be necessary to rotate the drum more than a few degrees.
  10. Slowly rotate analyzer drum to obtain a still lower meter reading. Adjust meter gain control to bring meter pointer around 50 if necessary.
  11. Go back to polarizer drum and attempt to drive the meter pointer still lower. Set polarizer drum at lowest meter reading.
  12. Now go to analyzer drum and attempt to drive the meter pointer to a lower reading. Set analyzer drum at lowest meter reading.
  13. Work back and forth between analyzer and polarizer drums to obtain final lowest reading on the meter.
  14. Record analyzer and polarizer readings (A2 and P2). The second set of values will vary slightly from the calculated (P1 + 90°) and (180° - A1) values but should not differ by more than 4° for accurate measurements.

Determining Film Thickness and Index Using Graphs

  1. Subtract the measured values of A1 from A2 and add P2 to P1. If (P1 + P2) ≥ 360°, subtract 360° from it to obtain the correct value of (P1 + P2).
  2. Select the graph that has the values of (A2 - A1) and (P1 + P2) calculated in the previous step. On this graph locate the point of intersection of the (A2 - A1) and (P1 + P2) values. Read the values for film thickness (d) and index (nf) at this point. When the point falls between the lines determine the correct value by proportion.
  3. If the thickness determined from the graph is much lower than the expected thickness, proceed as follows: Refer to the graph of thickness periods (ω) and determine the period for the given film index at the proper angle of incidence. Add the original value of film thickness to a multiple of film period to obtain the sum which comes closer to the expected film thickness.
Here are some examples of conversion using graphs.

Example One
1st Analyzer reading: A1 = 57.6°
1st Polarizer reading: P1 = 93.7°
2nd Analyzer reading: A2 = 122.6°
2nd Polarizer reading: P2 = 183.5°
A2 - A1 = 122.6° - 57.6° = 65.0°
P1 + P2 = 93.7° + 183.5° = 277.2°

From Graph 2:
Thickness (d) = 1200Å
Refractive Index (nf) = 1.465
Example Two
A1 = 32.2°
P1 = 327.6°
A2 = 147.7°
P2 = 57.5°
A2 - A1 = 147.7° - 32.2° = 115.5°
P1 + P2 = 57.5° + 327.6° = 385.1°
P1 + P2 ≥ 360°, \ P1 + P2 - 360° = 385.1° - 360° = 25.1°

From Graph 3:
Thickness (d) = 910Å
Refractive Index (nf) = 2.15
Example Three
Using Example 1 the results are d = 1200Å and nf = 1.465
If the expected thickness is about 4000Å then from Graph 4:
ω = 2820Å, hence d = 2820Å + 1200Å = 4020Å actual thickness.
Example Four
Using Example 2 the results are d = 910Å and nf = 2.15
If the expected thickness is about 6000Å then from Graph 5:
ω = 1636Å, hence d = (3 × 1636Å) + 910Å = 5818Å actual thickness.

Determining Film Thickness Using Tables

Since PSI (ψ) and DEL (Δ) values are required when using the tables, they are calculated as follows:

Calculate ψ using both analyzer readings and the relation:


Calculate Δ using both polarizer readings and the relation:


If (P1 + P2) ≥ 360°, subtract 360° from it before using it in the above.


When the refractive index of the film being measured is known then it is not always necessarry to graph or plot the data in tables as the thickness can be obtained by interpolation. Simply locate the appropriate index section at the angle of incidence used and interpolate the thickness corresponding to the PSI (ψ) and DEL (Δ) values.

Useful Links

A table of refractive indices from the University of Colorado.
J.A. Woollam Ellipsometry Tutorial -- an introduction to ellipsometry for anyone interested in learning more about ellipsometry and it's applications.



Updated September 9, 2003
Created by Jonas Webster
email: jonas.webster@utah.edu
Microfabrication Laboratory